Intermediaries in securities crowdfunding face significant requirements as a result of the statutory mandates of Title III of the JOBS Act. The SEC, in its proposed rules, provided structure to these requirements. The proposed rules would create strict requirements for intermediaries regarding their relationships with investors and how they undertake crowdfunding transactions under Section 4(a)(6) of the Securities Act. The proposed rules would also create and establish the guidelines for funding portals, a new type of limited purpose securities broker. While some commentators decry the SEC for placing undue burdens and legal liabilities on intermediaries in securities crowdfunding, the SEC had limited discretion in the proposed rules in re...
In this paper, we show that too strong investor protection may harm small firms and entrepreneurial ...
States, through the recent implementation of intrastate crowdfunding exemptions, have become major p...
A new federal statute authorizes the online crowdfunding of securities, a new idea based on the co...
Intermediaries in securities crowdfunding face significant requirements as a result of the statutory...
The Securities and Exchange Commission effectuated the final crowdfunding rules in 2016, and since t...
Crowdfunding-the use of the Internet to raise money through small contributions from a large number ...
Many small to moderate-sized businesses simply cannot afford the costs of the specialized accountant...
A promising Web-based funding model for small business firms has emerged over the past few years. Cr...
Crowdfunding emerged as a heralded capital-formation mechanism at a time when capital markets desper...
The Jobs Act was enacted to promote efficient access to external capital by small businesses. Title ...
This essay introduces the complex regulatory regime that governs the public sale of all securities, ...
States, through the recent implementation of intrastate crowdfunding exemptions, have become signifi...
The CROWDFUND Act, part of the JOBS Act signed into law in the United States in April 2012, provides...
Title III of the JOBS Act, known as the CROWDFUND Act, authorizes the “crowdfunding” of securities, ...
The final crowdfunding rules took three years for the Securites and Exchange Commission to pass, but...
In this paper, we show that too strong investor protection may harm small firms and entrepreneurial ...
States, through the recent implementation of intrastate crowdfunding exemptions, have become major p...
A new federal statute authorizes the online crowdfunding of securities, a new idea based on the co...
Intermediaries in securities crowdfunding face significant requirements as a result of the statutory...
The Securities and Exchange Commission effectuated the final crowdfunding rules in 2016, and since t...
Crowdfunding-the use of the Internet to raise money through small contributions from a large number ...
Many small to moderate-sized businesses simply cannot afford the costs of the specialized accountant...
A promising Web-based funding model for small business firms has emerged over the past few years. Cr...
Crowdfunding emerged as a heralded capital-formation mechanism at a time when capital markets desper...
The Jobs Act was enacted to promote efficient access to external capital by small businesses. Title ...
This essay introduces the complex regulatory regime that governs the public sale of all securities, ...
States, through the recent implementation of intrastate crowdfunding exemptions, have become signifi...
The CROWDFUND Act, part of the JOBS Act signed into law in the United States in April 2012, provides...
Title III of the JOBS Act, known as the CROWDFUND Act, authorizes the “crowdfunding” of securities, ...
The final crowdfunding rules took three years for the Securites and Exchange Commission to pass, but...
In this paper, we show that too strong investor protection may harm small firms and entrepreneurial ...
States, through the recent implementation of intrastate crowdfunding exemptions, have become major p...
A new federal statute authorizes the online crowdfunding of securities, a new idea based on the co...