Add to ORKGIn Nov 1998, the SEC proposed a modification to the federal securities law disclosure requirements to facilitate the process of issuing new securities. Thomas and Cotter discuss how to determine when companies should be able to issue simplified disclosure documents
An outsider reading the literature on SEC regulation is struck by the contrast between the amount of...
One of the main factors that spurred the 2008 financial crisis was the trading of securitized produc...
A letter report issued by the Government Accountability Office with an abstract that begins "The num...
In Nov 1998, the SEC proposed a modification to the federal securities law disclosure requirements t...
The corporate governance scandals of 2003 have brought renewed focus on mandatory disclosure. One o...
Statutory obsolescence is the fate of all legislation. At some point in the natural life cycle of ...
In recent years, securities law scholars have either renewed an old attack on mandatory issuer discl...
The Securities and Exchange Commission formed an internal study group in November, 1967, to examine ...
Over the last twenty years, there has been a steady shift in securities disclosure regulation away f...
Pursuant to its authority under the Securities Exchange Act of 1934, the Securities and Exchange Com...
Article by Kimberly Anne Summe (Investment Banking Legal Division, Morgan Stanley Dean Witter, New Y...
This is not your grandfather’s SEC anymore. Rapid technological change has resulted in novel regulat...
Section 403 of the Code provides that [a] registration statement shall contain whatever information...
honors thesisDavid Eccles School of BusinessFinanceJohnathon BrogaardThe disastrous years following ...
In 1975, Congress amended the Securities Exchange Act of 1934, incorporating section 13(f) on Period...
An outsider reading the literature on SEC regulation is struck by the contrast between the amount of...
One of the main factors that spurred the 2008 financial crisis was the trading of securitized produc...
A letter report issued by the Government Accountability Office with an abstract that begins "The num...
In Nov 1998, the SEC proposed a modification to the federal securities law disclosure requirements t...
The corporate governance scandals of 2003 have brought renewed focus on mandatory disclosure. One o...
Statutory obsolescence is the fate of all legislation. At some point in the natural life cycle of ...
In recent years, securities law scholars have either renewed an old attack on mandatory issuer discl...
The Securities and Exchange Commission formed an internal study group in November, 1967, to examine ...
Over the last twenty years, there has been a steady shift in securities disclosure regulation away f...
Pursuant to its authority under the Securities Exchange Act of 1934, the Securities and Exchange Com...
Article by Kimberly Anne Summe (Investment Banking Legal Division, Morgan Stanley Dean Witter, New Y...
This is not your grandfather’s SEC anymore. Rapid technological change has resulted in novel regulat...
Section 403 of the Code provides that [a] registration statement shall contain whatever information...
honors thesisDavid Eccles School of BusinessFinanceJohnathon BrogaardThe disastrous years following ...
In 1975, Congress amended the Securities Exchange Act of 1934, incorporating section 13(f) on Period...
An outsider reading the literature on SEC regulation is struck by the contrast between the amount of...
One of the main factors that spurred the 2008 financial crisis was the trading of securitized produc...
A letter report issued by the Government Accountability Office with an abstract that begins "The num...