Add to ORKGThe article argues that a better approach for hedge fund regulation in the U.S. would be for law to regard private fund investors as clients of the managers of those funds. It discusses the regulatory regime governing investment advisers. The Investment Advisers Act of 1940 is tasked to regulate investment advisers and to require some investment advisers to be registered with the Securities and Exchange Commission (SEC)
Due to the ever-increasing amounts under management and their unregulated and opaque nature, hedge f...
This article examines how regulators in the US, UK, and Australia have attempted to address the ris...
The Securities and Exchange Commission (the “SEC” or the “Commission”) recently adopted new rules an...
This Article argues that, from both theoretical and pragmatic perspectives, a better approach would ...
This Article contends that more effective regulation of investment advisers could be achieved by rec...
The hedge fund industry has grown tremendously and gained much influence on our nation\u27s capital ...
The popularity of hedge funds has exponentially increased over the past decade due to the unparallel...
(Excerpt) In order to set the stage for the discussion of this Article’s proposal, this Article firs...
Although the U.S. Investment Advisers Act of 1940 (the “Advisers Act”) was not at the center of the ...
This paper discusses the activities of hedge funds and private equity funds. We consider the rationa...
A persistent theme underlying contemporary debates about financial regulation is how to protect inve...
The JOBS Act accomplished what many thought to be inconceivable. After being excluded from the privi...
There were many questionable business methods which could be used by advisers prior to the passage o...
This Article focuses on hedge funds-a species of private investment funds. These funds appeared in t...
The Investment Company Act of 1940 (ICA) and the Investment Advisers Act of 1940 (IAA) prevent an in...
Due to the ever-increasing amounts under management and their unregulated and opaque nature, hedge f...
This article examines how regulators in the US, UK, and Australia have attempted to address the ris...
The Securities and Exchange Commission (the “SEC” or the “Commission”) recently adopted new rules an...
This Article argues that, from both theoretical and pragmatic perspectives, a better approach would ...
This Article contends that more effective regulation of investment advisers could be achieved by rec...
The hedge fund industry has grown tremendously and gained much influence on our nation\u27s capital ...
The popularity of hedge funds has exponentially increased over the past decade due to the unparallel...
(Excerpt) In order to set the stage for the discussion of this Article’s proposal, this Article firs...
Although the U.S. Investment Advisers Act of 1940 (the “Advisers Act”) was not at the center of the ...
This paper discusses the activities of hedge funds and private equity funds. We consider the rationa...
A persistent theme underlying contemporary debates about financial regulation is how to protect inve...
The JOBS Act accomplished what many thought to be inconceivable. After being excluded from the privi...
There were many questionable business methods which could be used by advisers prior to the passage o...
This Article focuses on hedge funds-a species of private investment funds. These funds appeared in t...
The Investment Company Act of 1940 (ICA) and the Investment Advisers Act of 1940 (IAA) prevent an in...
Due to the ever-increasing amounts under management and their unregulated and opaque nature, hedge f...
This article examines how regulators in the US, UK, and Australia have attempted to address the ris...
The Securities and Exchange Commission (the “SEC” or the “Commission”) recently adopted new rules an...