A letter report issued by the General Accounting Office with an abstract that begins "Collecting fines ordered for violations of securities and futures laws helps ensure that violators are held accountable for their offenses and may also deter future violations. The requesters asked GAO to evaluate the actions the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have taken to address earlier recommendations for improving their collection programs. The committees also asked GAO to update the fines collection rates from previous reports.
Fines and fees reports are submitted in accordance with the Appropriations Act. It states in order t...
A letter report issued by the Government Accountability Office with an abstract that begins "In carr...
A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
A letter report issued by the General Accounting Office with an abstract that begins "Fines are one ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
A letter report issued by the General Accounting Office with an abstract that begins "Every year inv...
Testimony issued by the Government Accountability Office with an abstract that begins "In recent yea...
Correspondence issued by the Government Accountability Office with an abstract that begins "The Secu...
A letter report issued by the General Accounting Office with an abstract that begins "GAO reviewed t...
A letter report issued by the Government Accountability Office with an abstract that begins "In carr...
Hundreds of critics in the past eighteen months have heaped abuse on the SEC Enforcement Division. H...
A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
Correspondence issued by the Government Accountability Office with an abstract that begins "This let...
Fines and fees reports are submitted in accordance with the Appropriations Act. It states in order t...
A letter report issued by the Government Accountability Office with an abstract that begins "In carr...
A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
A letter report issued by the General Accounting Office with an abstract that begins "Fines are one ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
A letter report issued by the General Accounting Office with an abstract that begins "Every year inv...
Testimony issued by the Government Accountability Office with an abstract that begins "In recent yea...
Correspondence issued by the Government Accountability Office with an abstract that begins "The Secu...
A letter report issued by the General Accounting Office with an abstract that begins "GAO reviewed t...
A letter report issued by the Government Accountability Office with an abstract that begins "In carr...
Hundreds of critics in the past eighteen months have heaped abuse on the SEC Enforcement Division. H...
A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a ...
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
Correspondence issued by the Government Accountability Office with an abstract that begins "This let...
Fines and fees reports are submitted in accordance with the Appropriations Act. It states in order t...
A letter report issued by the Government Accountability Office with an abstract that begins "In carr...
A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a ...
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