Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009.

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0411-P.Includes bibliographical references.Mode of access: Internet

Recent innovations in securitization : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 24, 2009.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2010

"Serial no. 111-79."Shipping list no. : 2010-0196-P.Includes bibliographical references.Mode of acce...

Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list no.: 2010-0365-P.Includes bibliographical references.Mode of access: Internet

Enhancing Investor Protection and the Regulation of Securities Markets, part II : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on further examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 26, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0070-P.Includes bibliographical references.Mode of access: Internet

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2010

Shipping list no.: 2010-0324-P.Includes bibliographical references.Mode of access: Internet

Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2010

"Serial no. 111-94."Shipping list no.: 2010-0354-P.Includes bibliographical references.Mode of acces...

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1992

Shipping list no.: 92-145-P.Distributed to some depository libraries in microfiche.Item 1035-C, 1035...

The state of the securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session on examining current issues and matters raised in previous securities hearings, Tuesday, July 31, 2007.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0088-P.Includes bibliographical references.Mode of access: Internet

Evaluating S. 1551 : the Liability for Aiding and Abetting Securities Violations Act of 2009 : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, first session, September 17, 2009.

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Crime and Drugs.

January 2010

"Serial no. J-111-46."Shipping list no.: 2010-0253-P.Includes bibliographical references.Mode of acc...

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0191-P.Distributed to some depository libraries in microfiche."Printed for t...

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0191-P."Printed for the use of the Committee on Banking, Housing, and Urban ...

Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1987

Item 1035-C, 1035-D (microfiche)Shipping list no.: 87-434-P.Distributed to some depository libraries...

Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

January 2010

Shipping list no.: 2010-0197-P.Includes bibliographical references.Mode of access: Internet

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2011

Shipping list no.: 2012-0166-P.Includes bibliographical references.Mode of access: Internet

Lessons learned in risk management oversight at federal financial regulators : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on discussing the role of federal financial regulators in the financial crisis in the United States and reforming regulation to ensure a strong financial system, March 18, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2009

Shipping list no.: 2010-0068-P.Includes bibliographical references.Mode of access: Internet

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0411-P.Includes bibliographical references.Mode of access: Internet

Recent innovations in securitization : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 24, 2009.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2010

"Serial no. 111-79."Shipping list no. : 2010-0196-P.Includes bibliographical references.Mode of acce...

Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list no.: 2010-0365-P.Includes bibliographical references.Mode of access: Internet

Enhancing Investor Protection and the Regulation of Securities Markets, part II : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on further examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 26, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0070-P.Includes bibliographical references.Mode of access: Internet

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2010

Shipping list no.: 2010-0324-P.Includes bibliographical references.Mode of access: Internet

Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2010

"Serial no. 111-94."Shipping list no.: 2010-0354-P.Includes bibliographical references.Mode of acces...

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1992

Shipping list no.: 92-145-P.Distributed to some depository libraries in microfiche.Item 1035-C, 1035...

The state of the securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session on examining current issues and matters raised in previous securities hearings, Tuesday, July 31, 2007.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0088-P.Includes bibliographical references.Mode of access: Internet

Evaluating S. 1551 : the Liability for Aiding and Abetting Securities Violations Act of 2009 : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, first session, September 17, 2009.

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Crime and Drugs.

January 2010

"Serial no. J-111-46."Shipping list no.: 2010-0253-P.Includes bibliographical references.Mode of acc...

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0191-P.Distributed to some depository libraries in microfiche."Printed for t...

Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0191-P."Printed for the use of the Committee on Banking, Housing, and Urban ...

Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1987

Item 1035-C, 1035-D (microfiche)Shipping list no.: 87-434-P.Distributed to some depository libraries...

Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

January 2010

Shipping list no.: 2010-0197-P.Includes bibliographical references.Mode of access: Internet

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2011

Shipping list no.: 2012-0166-P.Includes bibliographical references.Mode of access: Internet

Lessons learned in risk management oversight at federal financial regulators : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on discussing the role of federal financial regulators in the financial crisis in the United States and reforming regulation to ensure a strong financial system, March 18, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2009

Shipping list no.: 2010-0068-P.Includes bibliographical references.Mode of access: Internet

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0411-P.Includes bibliographical references.Mode of access: Internet

Recent innovations in securitization : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 24, 2009.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2010

"Serial no. 111-79."Shipping list no. : 2010-0196-P.Includes bibliographical references.Mode of acce...

Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list no.: 2010-0365-P.Includes bibliographical references.Mode of access: Internet

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