Regulation NMS and developments in market structures : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the national market system and developments in market structure, focusing on proposals to modernize the national market system to improve the regulatory structure of U.S. equity markets, July 21 and 22, 2004.

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0264-P.Distributed to some depository libraries in microfiche."Printed for t...

Insurance regulation reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examining the regulation of insurance and the insurance industry, July 11, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0422-P.Includes bibliographical references.Mode of access: Internet

Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0315-P.Distributed to some depository libraries in microfiche."Printed for t...

The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2001

Includes bibliographical references.Shipping list no.: 2001-0217-P.Distributed to some depository li...

Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2005

"Serial no. 109-9."Distributed to some depository libraries in microfiche.Shipping list no.: 2006-00...

Structure and regulation of financial firms and holding companies : hearings before a subcommittee of the Committee on Government Operations, House of Representatives, Ninety-ninth Congress, second session.

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee.

January 1986

Item 1016-A, 1016-B (microfiche)."December 17 and 18, 1986"--Pt. 3."September 18 and 24, 1986"--Pt. ...

Proposals for improving the regulation of the housing government sponsored enterprises : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second sessions, on essential elements and proposals of regulatory reform, resolution of accounting issues, and funding of a new oversight office, October 16, 23, 2003, February 10, 24, and 25, 2004.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2005

Shipping list no.: 2005-0216-P.Distributed to some depository libraries in microfiche."Printed for t...

Insurance regulation and competition for the 21st century : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, June 4, 11, 18, 2002.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2002

"Serial no. 107-72."Shipping list no.: 2003-0089-P.Distributed to some depository libraries in micro...

Consideration of regulatory relief proposals : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on regulatory relief proposals to remove regulatory burden from the banking industry, March 1, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2007

Shipping list no.: 2008-0198-P.Distributed to some depository libraries in microfiche.Includes bibli...

Turmoil in U.S. credit markets : examining the U.S. regulatory framework for assessing sovereign investments : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on examining the U.S. regulatory framework for assessing sovereign investments, Thursday, April 24, 2008.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list no.: 2010-0195-P.Includes bibliographical references.Mode of access: Internet

The future of the securities markets : hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the structure of the U.S. equities markets, with particular regard to their fairness and efficiency, October 15, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.

January 2005

Shipping list no.: 2005-0195-P.Distributed to some depository libraries in microfiche.Mode of access...

Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 2001

Shipping list no.: 2001-0260-P.Distributed to some depository libraries in microfiche.Includes bibli...

Regulation of government securities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on S. 936 ... May 9, 1985.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1985

Item 1035-C, 1035-D (microfiche)Shipping list no.: 85-923-P.Distributed to some depository libraries...

Capital markets and the new economy : hearing before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Sixth Congress, second session, June 7, 2000.

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises.

January 2000

"Serial no. 106-62."Shipping list no.: 2001-0059-P.Distributed to some depository libraries in micro...

International cooperation to modernize financial regulation : hearing before the Subcommittee on Security and International Trade and Finance of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 30, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Security and International Trade and Finance.

January 2010

Shipping list no.: 2010-0301-P.Includes bibliographical references.Mode of access: Internet

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0264-P.Distributed to some depository libraries in microfiche."Printed for t...

Insurance regulation reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examining the regulation of insurance and the insurance industry, July 11, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0422-P.Includes bibliographical references.Mode of access: Internet

Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0315-P.Distributed to some depository libraries in microfiche."Printed for t...

The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2001

Includes bibliographical references.Shipping list no.: 2001-0217-P.Distributed to some depository li...

Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2005

"Serial no. 109-9."Distributed to some depository libraries in microfiche.Shipping list no.: 2006-00...

Structure and regulation of financial firms and holding companies : hearings before a subcommittee of the Committee on Government Operations, House of Representatives, Ninety-ninth Congress, second session.

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee.

January 1986

Item 1016-A, 1016-B (microfiche)."December 17 and 18, 1986"--Pt. 3."September 18 and 24, 1986"--Pt. ...

Proposals for improving the regulation of the housing government sponsored enterprises : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second sessions, on essential elements and proposals of regulatory reform, resolution of accounting issues, and funding of a new oversight office, October 16, 23, 2003, February 10, 24, and 25, 2004.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2005

Shipping list no.: 2005-0216-P.Distributed to some depository libraries in microfiche."Printed for t...

Insurance regulation and competition for the 21st century : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, June 4, 11, 18, 2002.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

January 2002

"Serial no. 107-72."Shipping list no.: 2003-0089-P.Distributed to some depository libraries in micro...

Consideration of regulatory relief proposals : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on regulatory relief proposals to remove regulatory burden from the banking industry, March 1, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2007

Shipping list no.: 2008-0198-P.Distributed to some depository libraries in microfiche.Includes bibli...

Turmoil in U.S. credit markets : examining the U.S. regulatory framework for assessing sovereign investments : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on examining the U.S. regulatory framework for assessing sovereign investments, Thursday, April 24, 2008.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list no.: 2010-0195-P.Includes bibliographical references.Mode of access: Internet

The future of the securities markets : hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the structure of the U.S. equities markets, with particular regard to their fairness and efficiency, October 15, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.

January 2005

Shipping list no.: 2005-0195-P.Distributed to some depository libraries in microfiche.Mode of access...

Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 2001

Shipping list no.: 2001-0260-P.Distributed to some depository libraries in microfiche.Includes bibli...

Regulation of government securities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on S. 936 ... May 9, 1985.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1985

Item 1035-C, 1035-D (microfiche)Shipping list no.: 85-923-P.Distributed to some depository libraries...

Capital markets and the new economy : hearing before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Sixth Congress, second session, June 7, 2000.

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises.

January 2000

"Serial no. 106-62."Shipping list no.: 2001-0059-P.Distributed to some depository libraries in micro...

International cooperation to modernize financial regulation : hearing before the Subcommittee on Security and International Trade and Finance of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 30, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Security and International Trade and Finance.

January 2010

Shipping list no.: 2010-0301-P.Includes bibliographical references.Mode of access: Internet

The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0264-P.Distributed to some depository libraries in microfiche."Printed for t...

Insurance regulation reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examining the regulation of insurance and the insurance industry, July 11, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2009-0422-P.Includes bibliographical references.Mode of access: Internet

Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2006

Shipping list no.: 2006-0315-P.Distributed to some depository libraries in microfiche."Printed for t...

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