The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005.

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1992

Shipping list no.: 92-145-P.Distributed to some depository libraries in microfiche.Item 1035-C, 1035...

The impact of the Sarbanes-Oxley Act : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, April 21, 2005.

United States. Congress. House. Committee on Financial Services.

January 2005

"Serial no. 109-21."Distributed to some depository libraries in microfiche.Shipping list no.: 2006-0...

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2010

Shipping list no.: 2010-0324-P.Includes bibliographical references.Mode of access: Internet

The state of the securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session on examining current issues and matters raised in previous securities hearings, Tuesday, July 31, 2007.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0088-P.Includes bibliographical references.Mode of access: Internet

A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2007

Shipping list no.: 2008-0018-P.Distributed to some depository libraries in microfiche.Mode of access...

The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2001

Includes bibliographical references.Shipping list no.: 2001-0217-P.Distributed to some depository li...

Implementation of the Sarbanes-Oxley Act of 2002 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the dramatic change across the corporate landscape to re-establish investor confidence in the integrity of corporate disclosures and financial reporting, September 9, 23, and October 2, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2005

Shipping list no. not available.Distributed to some depository libraries in microfiche."Printed for ...

Examining the state of the banking industry : hearing before the Subcommittee on Financial Institutions of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on the current conditions of key financial institutions and examining the continuing challenges these institutions face, October 14, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions.

January 2010

Includes bibliographical references.Shipping list no.: 2010-407-P.Mode of access: Internet

The future of the securities markets : hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the structure of the U.S. equities markets, with particular regard to their fairness and efficiency, October 15, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.

January 2005

Shipping list no.: 2005-0195-P.Distributed to some depository libraries in microfiche.Mode of access...

The state of the banking industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on the state of the banking industry.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list nos.: 2010-0224-P (pt. [1]), 2010-0222-P (pt. 2)."Thursday, June 5, 2008"--Pt. 2."Tues...

Sarbanes-Oxley : two years of market and investor recovery : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, July 22, 2004.

United States. Congress. House. Committee on Financial Services.

January 2004

"Serial no. 108-106."Distributed to some depository libraries in microfiche.Shipping list no.: 2005-...

The condition of the U.S. banking system : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the examination of issues related to the condition of the United States banking system, including the effects of the suggested deteriorating bank asset quality, and improved risk management and control systems needed to respond to changing economic events, June 20, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0254-P.Distributed to some depository libraries in microfiche."Printed for t...

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2011

Shipping list no.: 2012-0166-P.Includes bibliographical references.Mode of access: Internet

Regulation of government securities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on S. 936 ... May 9, 1985.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1985

Item 1035-C, 1035-D (microfiche)Shipping list no.: 85-923-P.Distributed to some depository libraries...

Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1987

Item 1035-C, 1035-D (microfiche)Shipping list no.: 87-434-P.Distributed to some depository libraries...

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1992

Shipping list no.: 92-145-P.Distributed to some depository libraries in microfiche.Item 1035-C, 1035...

The impact of the Sarbanes-Oxley Act : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, April 21, 2005.

United States. Congress. House. Committee on Financial Services.

January 2005

"Serial no. 109-21."Distributed to some depository libraries in microfiche.Shipping list no.: 2006-0...

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2010

Shipping list no.: 2010-0324-P.Includes bibliographical references.Mode of access: Internet

The state of the securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session on examining current issues and matters raised in previous securities hearings, Tuesday, July 31, 2007.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2009

Shipping list no.: 2010-0088-P.Includes bibliographical references.Mode of access: Internet

A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2007

Shipping list no.: 2008-0018-P.Distributed to some depository libraries in microfiche.Mode of access...

The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2001

Includes bibliographical references.Shipping list no.: 2001-0217-P.Distributed to some depository li...

Implementation of the Sarbanes-Oxley Act of 2002 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the dramatic change across the corporate landscape to re-establish investor confidence in the integrity of corporate disclosures and financial reporting, September 9, 23, and October 2, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2005

Shipping list no. not available.Distributed to some depository libraries in microfiche."Printed for ...

Examining the state of the banking industry : hearing before the Subcommittee on Financial Institutions of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on the current conditions of key financial institutions and examining the continuing challenges these institutions face, October 14, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions.

January 2010

Includes bibliographical references.Shipping list no.: 2010-407-P.Mode of access: Internet

The future of the securities markets : hearing before the Subcommittee on Securities and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the structure of the U.S. equities markets, with particular regard to their fairness and efficiency, October 15, 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and Investment.

January 2005

Shipping list no.: 2005-0195-P.Distributed to some depository libraries in microfiche.Mode of access...

The state of the banking industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on the state of the banking industry.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2010

Shipping list nos.: 2010-0224-P (pt. [1]), 2010-0222-P (pt. 2)."Thursday, June 5, 2008"--Pt. 2."Tues...

Sarbanes-Oxley : two years of market and investor recovery : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, July 22, 2004.

United States. Congress. House. Committee on Financial Services.

January 2004

"Serial no. 108-106."Distributed to some depository libraries in microfiche.Shipping list no.: 2005-...

The condition of the U.S. banking system : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the examination of issues related to the condition of the United States banking system, including the effects of the suggested deteriorating bank asset quality, and improved risk management and control systems needed to respond to changing economic events, June 20, 2001.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

January 2002

Shipping list no.: 2002-0254-P.Distributed to some depository libraries in microfiche."Printed for t...

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the state of securitization markets, May 18, 2011.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2011

Shipping list no.: 2012-0166-P.Includes bibliographical references.Mode of access: Internet

Regulation of government securities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session on S. 936 ... May 9, 1985.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1985

Item 1035-C, 1035-D (microfiche)Shipping list no.: 85-923-P.Distributed to some depository libraries...

Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1987

Item 1035-C, 1035-D (microfiche)Shipping list no.: 87-434-P.Distributed to some depository libraries...

Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.

January 1992

Shipping list no.: 92-145-P.Distributed to some depository libraries in microfiche.Item 1035-C, 1035...

The impact of the Sarbanes-Oxley Act : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, April 21, 2005.

United States. Congress. House. Committee on Financial Services.

January 2005

"Serial no. 109-21."Distributed to some depository libraries in microfiche.Shipping list no.: 2006-0...

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.

January 2010

Shipping list no.: 2010-0324-P.Includes bibliographical references.Mode of access: Internet

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