Market supervision by Hong Kong regulators on disclosure of interests and insider dealing.

by Hui Lok Yee Connie.Thesis (M.B.A.)--Chinese University of Hong Kong, 1999.Includes bibliographical references (leaves 92-95).ABSTRACT --- p.ivACKNOWLEDGEMENT --- p.vTABLE OF CONTENTS --- p.viChapterChapter I. --- INTRODUCTION --- p.1Objectives of Securities Regulations --- p.3Regulatory Framework of the Hong Kong Securities Market --- p.5Objectives of This Study --- p.6Methodology --- p.7Chapter II. --- DISCLOSURE OF INTERESTS --- p.8Development of Securities (Disclosure of Interests) Ordinance in HK --- p.8Disclosure of Interests in Shares --- p.9Commentary --- p.17Recommendations --- p.23Chapter III. --- INSIDER DEALING --- p.29Development of Securities (Insider Dealing) Ordinance in HK --- p.29Overview of the Supervision of Insider Dealing Activitiesin Hong Kong and Singapore --- p.30Circumstances of Insider Dealing --- p.32Consequences of Insider Dealing --- p.36Case Studies --- p.39Commentary --- p.51Recommendations --- p.55Chapter IV. --- CONCLUSION --- p.60APPENDICE --- p.63Appendix 1 --- p.64Appendix 2 --- p.68Appendix 3 --- p.72Appendix 4 --- p.76Appendix 5 --- p.77Appendix 6 --- p.85Appendix 7 --- p.90Appendix 8 --- p.91Appendix 9 --- p.92BIBLIOGRAPHY --- p.9