The Emergence of the Arms Trade Treaty as a Global Norm Cluster

The Arms Trade Treaty brings together a number of small arms control norms into one instrument and is a new initiative, which was instigated by state and NGO norm entrepreneurs. This thesis attempts to understand what has led to the emergence of these norms in the Arms Trade Treaty, in what will be termed a ‘cluster’ of small arms norms. Examining the small arms norms associated with the Arms Trade Treaty will explain their development and their likelihood of successfully being incorporated into this instrument. Analysis of the development of the norms related to the Arms Trade Treaty will explore the relationship between norms, their promoters and their opponents. This thesis will do this by providing detailed analysis of the development of specific norms in a series of case studies: control over arms brokering, transfers to non-state actors and civilian possession. It will place this development within the broader context of the ATT instrument and the international society in which it is emerging into. This thesis finds that power and powerful states have a significant role to play in the emergence of norms, in some cases despite the efforts of norm promoters. Norms were not able to emerge in their original form due to the influence of powerful states, which resulted in norms evolving in different directions or not emerging at all.