This Article reviews customer rights and remedies now available under the CEA. Specifically, part II of this Article explores the scope of transactions covered by the CEA, part III addresses the antifraud provisions of the CEA, and part IV discusses the standard of intent required to prove that fraud has been committed under CEA provisions. Part V of this Article examines the secondary liability of brokerage firms and others for the fraudulent acts of its employees, part VI discusses fiduciary liability under the CEA, and part VII enumerates the various forums available for customer remedies. This Article concludes in part VIII with suggestions for improving dispute resolution in the commodity industry
This Article provides a detailed analysis ofthe laws and regulations that apply to margin posted by ...
The U.S. Commodity Futures Trading Commission (CFTC) intensively regulates commodity futures, option...
This article addresses the conflicting judicial and administrative agency interpretations of a recen...
This Note examines the various avenues of redress available to the defrauded commodity futures inves...
The article discusses the expansion of the U.S. legislation the Commodity Exchange Act (CEA) regardi...
On May 3, 1982, the Supreme Court decided Curran v. Merrill Lynch, Pierce, Fenner & Smith, Inc. The ...
(Excerpt) This Note argues that courts should return to using a holistic approach, similar to the tr...
On October 23, 1974, President Ford signed into law P.L. 93-463, bearing the breathless title Commo...
In theory, the commodity futures markets are the essence of competition. All orders are required to ...
Historically, commodity exchanges have been viewed as natural monopolies, not subject to competitive...
The Dodd-Frank Act amended the Commodity Exchange Act and adopted an explicit prohibition regarding ...
Although Congress enacted legislation in 1974 to prohibit predispute arbitration agreements, the Com...
Account executives—when serving as either a broker or a dealer—stand in a conflict of interest posit...
The commodity futures market has been beset by large-scale market manipulations since its beginning....
The purpose of this Article is to stress the need for grounding broker-dealer duties in sound, artic...
This Article provides a detailed analysis ofthe laws and regulations that apply to margin posted by ...
The U.S. Commodity Futures Trading Commission (CFTC) intensively regulates commodity futures, option...
This article addresses the conflicting judicial and administrative agency interpretations of a recen...
This Note examines the various avenues of redress available to the defrauded commodity futures inves...
The article discusses the expansion of the U.S. legislation the Commodity Exchange Act (CEA) regardi...
On May 3, 1982, the Supreme Court decided Curran v. Merrill Lynch, Pierce, Fenner & Smith, Inc. The ...
(Excerpt) This Note argues that courts should return to using a holistic approach, similar to the tr...
On October 23, 1974, President Ford signed into law P.L. 93-463, bearing the breathless title Commo...
In theory, the commodity futures markets are the essence of competition. All orders are required to ...
Historically, commodity exchanges have been viewed as natural monopolies, not subject to competitive...
The Dodd-Frank Act amended the Commodity Exchange Act and adopted an explicit prohibition regarding ...
Although Congress enacted legislation in 1974 to prohibit predispute arbitration agreements, the Com...
Account executives—when serving as either a broker or a dealer—stand in a conflict of interest posit...
The commodity futures market has been beset by large-scale market manipulations since its beginning....
The purpose of this Article is to stress the need for grounding broker-dealer duties in sound, artic...
This Article provides a detailed analysis ofthe laws and regulations that apply to margin posted by ...
The U.S. Commodity Futures Trading Commission (CFTC) intensively regulates commodity futures, option...
This article addresses the conflicting judicial and administrative agency interpretations of a recen...