Add to ORKGThis essay concerns itself with a basic premise and three problems concerning investment securities under Article Eight of the Uniform Commercial Code (Code). Although some amount of relevant exposition is necessary to make the arguments intelligible, general familiarity with the essentials of the Code\u27s treatment of investment securities is assumed
(Excerpt) This Article briefly traces the content and sources of the standards governing the conduct...
When Congress enacted the Federal Tax Lien Act of 1966, it sought to conform federal tax lien provis...
It is the purpose of this article to examine the interface between Securities Act § 3(a) (10) and Oh...
This paper sketches some of the important provisions and reasoning back of Article 8 of the Uniform ...
As practices change, so too must the language and concepts that define and describe them. That is th...
(Excerpt) A major revision of Article 8 of the Uniform Commercial Code was passed by the New York As...
The thesis of this Article is that the Securities and Exchange Commission should entirely eliminate ...
This Essay reviews three periods of investment company regulation by the Securities and Exchange Com...
Cox discusses six fundamental tenets that should guide the regulation of public offerings of securit...
The ambitious undertaking of the American Law Institute and the National Conference of Commissioners...
Suitability is achieving a place alongside disclosure and prevention of fraud as a major philosophic...
This Article criticizes the use of the sale of business doctrine in securities fraud litigation. The...
In this Article, Professor Rogers challenges the assumption that securities transfer law has always ...
Securities Regulation-INVESTMENT CONTRACT-COMMON ENTERPRISE-MORE THAN A SINGLE INVESTOR IS REQUIRED ...
Securities Regulation-THE EXTENSION OF POTENTIAL AIDING AND ABETTING LIABILITY TO BROKER-DEALERS UND...
(Excerpt) This Article briefly traces the content and sources of the standards governing the conduct...
When Congress enacted the Federal Tax Lien Act of 1966, it sought to conform federal tax lien provis...
It is the purpose of this article to examine the interface between Securities Act § 3(a) (10) and Oh...
This paper sketches some of the important provisions and reasoning back of Article 8 of the Uniform ...
As practices change, so too must the language and concepts that define and describe them. That is th...
(Excerpt) A major revision of Article 8 of the Uniform Commercial Code was passed by the New York As...
The thesis of this Article is that the Securities and Exchange Commission should entirely eliminate ...
This Essay reviews three periods of investment company regulation by the Securities and Exchange Com...
Cox discusses six fundamental tenets that should guide the regulation of public offerings of securit...
The ambitious undertaking of the American Law Institute and the National Conference of Commissioners...
Suitability is achieving a place alongside disclosure and prevention of fraud as a major philosophic...
This Article criticizes the use of the sale of business doctrine in securities fraud litigation. The...
In this Article, Professor Rogers challenges the assumption that securities transfer law has always ...
Securities Regulation-INVESTMENT CONTRACT-COMMON ENTERPRISE-MORE THAN A SINGLE INVESTOR IS REQUIRED ...
Securities Regulation-THE EXTENSION OF POTENTIAL AIDING AND ABETTING LIABILITY TO BROKER-DEALERS UND...
(Excerpt) This Article briefly traces the content and sources of the standards governing the conduct...
When Congress enacted the Federal Tax Lien Act of 1966, it sought to conform federal tax lien provis...
It is the purpose of this article to examine the interface between Securities Act § 3(a) (10) and Oh...