Stratospheric QKD: feasibility analysis and free-space optics system concept

Quantum key distribution (QKD) is one of the most mature quantum technologies and can provide quantum-safe security in future communication networks. Since QKD in fiber is limited to a range of few hundred kilometers, one approach to bridge continental scale distances may be the use of high altitude pseudo satellites (HAPS) as mobile trusted nodes in the stratosphere. In parallel, free-space laser communication for high rate data transmission has been a subject of research and development for several decades and its commercialization is progressing rapidly. Important synergies exist between classical free-space communication and QKD systems since the quantum states are often implemented using the same degrees of freedom such as polarization or field amplitude and phase. These synergies can be used to benefit from the progress in classical free-space laser communication in QKD applications. In this paper, the use case of QKD in a stratospheric environment is described wherein HAPS may serve as relay station of secret keys and encrypted data. The mission scenario and HAPS capabilities are analyzed to derive special requirements on the stratospheric laser terminal, the link geometry and the ground segment with respect to a feasibility demonstration. To obtain a flexible and compatible system, discrete variable and continuous variable QKD protocols are considered to be implemented side by side in the HAPS payload. Depending on the system parameters, it can be beneficial to use the one or the other kind of protocol. Thus, a direct comparison of both in one and the same system is of scientific interest. Each of the protocols has particular requirements on coupling efficiency and implementation. Link budget calculations are performed to analyze possible distances, key rates and data transmission rates for the different schemes. In case of the QKD system, the mean coupling efficiency is of main interest, i.e. signal fluctuations arising from atmospheric turbulence must be taken into account in the security proof, but the buffered key generation relaxes real-time requirements. This is different to classical communications, where the corresponding fading loss must be assessed. A system architecture is presented that comprises the optical aircraft terminal, the optical ground terminal and the most important subsystems that enable implementation of the considered QKD protocols. The aircraft terminal is interfaced with the dedicated quantum transmitter module (Alice) and the ground station with the dedicated quantum receiver module (Bob). The optical interfaces are SMF couplings which put high requirements on the receiving optics, in particular the need for wave-front correction with adaptive optics. The findings of the system study are reviewed and necessary next steps pointed out