Land use effects and climate impacts on evapotranspiration and catchment water balance

Evapotranspiration ET is a dominant Earth System process that couples the water and energy cycles at the earth surface. The pressure of global environmental changes foster the broad scientific aim to understand impacts of climate and land-use on evapotranspiration under transient conditions. In this work, the spatial scale of river catchments is addressed through data analysis of hydrological and meteorological archives with ET classically derived through water balance closure. Through a synthesis of various catchments with different climatic forcings and hydrological conditions, the core objectives of this thesis are: - Did environmental changes in the past, such as climatic- or land-use and land cover (LULC) changes, result in detectable non-stationary changes in the hydro-climate time series? - How can the impacts of climatic- from LULC changes on the hydroclimatology of catchments be separated? - What are the factors that control the sensitivity of ET and streamflow to external changes? These research questions are addressed for the climatic scales of long-term annual averages and seasonal conditions which characterise the hydroclimatology of river catchments. Illustrated by a rich hydro-climatic archive condensed for 27 small to medium sized river catchments in Saxony, a method is proposed to analyse the seasonal features of river flow allowing to detect shifting seasons in snow affected river basins in the last 90 years. Observations of snow depth at these same times lead to the conclusion, that changes in the annual cycle of air temperature have a large influence on the timing of the freeze-thaw in late winter and early spring. This causes large changes in storage of water in the snow pack, which leads to profound changes of the river regime, particularly affecting the river flow in the following months. A model-based data analysis, based on the fundamental principles of water and energy conservation for long-term average conditions, is proposed for the prediction of ET and streamflow, as well as the separation of climate related impacts from impacts resulting from changes in basin conditions. The framework was tested on a large data set of river catchments in the continental US and is shown to be consistent with other methods proposed in the literature. The observed past changes highlight that (i) changes in climate, such as precipitation or evaporative demand, result in changes of the partitioning within the water and energy balance, (ii) the aridity of the climate and to a lesser degree basin conditions determine the sensitivity to external changes, (iii) these controlling factors influence the direction of LULC change impacts, which in some cases can be larger than climate impacts. This work provides evidence, that changes in climatic and land cover conditions can lead to transient hydrological behaviours and make stationary assumptions invalid. Hence, past changes present the opportunity for model testing and thereby deriving fundamental laws and concepts at the scale of interest, which are not affected by changes in the boundary conditions.:Kurzfassung Abstract List of Manuscripts Symbols and abbreviations List of Symbols List of abbreviations 1 Introduction 1.1 Motivation and relevance 1.1.1 Scientific importance of evapotranspiration 1.1.2 Pressure of human driven changes 1.1.3 Practical importance of evapotranspiration 1.2 Scope 1.2.1 Focus on the catchment scale 1.2.2 Changes in the hydroclimatology of river catchments 1.2.3 Hydro-climate data analysis 1.3 Objectives and research questions 1.3.1 Shifting seasons in hydrology 1.3.2 Long-term annual average changes of evapotranspiration and streamflow 1.3.3 Methodological requirements 1.4 Structure of the thesis 2 Long term variability of the annual hydrological regime 2.1 Introduction 2.1.1 Motivation 2.1.2 Seasonal changes in hydrologic records 2.1.3 Regional climate in Saxony 2.1.4 Objective and structure 2.2 Methods 2.2.1 Annual periodic signal extraction 2.2.2 The runoff ratio and its annual phase 2.2.3 Descriptive circular statistics 2.2.4 Detection of nonstationarities, trends and change points 2.3 Data 2.4.1 Estimation and variability of the timing of the runoff ratio 2.4.2 Temporal variability of the timing 2.4.3 Does temperature explain trends in seasonality of runoff ratio? 2.4.4 Trend analysis in snow dominated basins 2.4.5 Uncertainty and significance of the results 2.5 Conclusions 2.A Preparation of basin input data 2.A.1 Precipitation 2.A.2 Temperature and snow depth data 3 Evaluation of water-energy balance frameworks 3.1 Introduction 3.2 Theory 3.2.1 Coupled water and energy balance 3.2.2 The ecohydrologic framework for change attribution 3.2.3 Applying the climate change hypothesis to predict changes in basin evapo transpiration and streamflow 3.2.4 Derivation of climatic sensitivity using the CCUW hypothesis 3.2.5 The Budyko hypothesis and derived sensitivities 3.3 Sensitivity analysis 3.3.1 Mapping of the Budyko functions into UW space 3.3.2 Mapping CCUW into Budyko space 3.3.3 Climatic sensitivity of basin evapotranspiration and streamflow 3.3.4 Climate-vegetation feedback effects 3.4 Application: three case studies 3.4.1 Mississippi River Basin (MRB) 3.4.2 Headwaters of the Yellow River Basin (HYRB) 3.4.3 Murray-Darling River Basin (MDB) 3.5 Conclusions 3.5.1 Potentials and limitations 3.5.2 Insights on the catchment parameter 3.5.3 Validation 3.5.4 Perspectives 3.A Derivation of the climate change direction 4 Climate sensitivity of streamflow over the continental United States 4.1 Introduction 4.1.1 Motivation 4.1.2 Hydro-climate of the continental US 4.1.3 Aims and research questions 4.2 Methods 4.2.1 Ecohydrological concept to separate impacts of climate and basin changes 4.2.2 Streamflow change prediction based on a coupled water-energy balance framework 4.2.3 Streamflow change prediction based on the Budyko hypothesis 4.2.4 Statistical classification of potential climate and basin change impacts 4.3 Data 4.4 Results and discussion 4.4.1 Hydro-climate conditions in the US 4.4.2 Climate sensitivity of streamflow 4.4.3 Assessment of observed and predicted changes in streamflow 4.4.4 Uncertainty discussion 4.5 Conclusions 4.A Mathematical derivations for the Mezentsev function 5 Summary and conclusions 5.1 Shifting seasons in hydrology 5.1.1 Major findings 5.1.2 Socio-economic and political relevance 5.1.3 Limitations and possible directions for further research 5.2 Long-term annual changes in ET and streamflow 5.2.1 Major findings 5.2.2 Socio-economic and political relevance 5.2.3 Limitations and further research 5.3 General conclusions and outlook 5.3.1 Regional and temporal limits and validity 5.3.2 Hydrological records carry signals of climate and land use change 5.3.3 Statistical significance of past changes 5.3.4 Improvements in assessing ET 5.3.5 Remote sensing 5.3.6 Learning from the past to predict the future? Bibliography Danksagung ErklärungDie Verdunstung ist ein maßgeblicher Prozess innerhalb des Klimasystems der Erde, welche den Wasserkreislauf mit dem Energiehaushalt der Erde verbindet. Eine zentrale wissenschaftliche Herausforderung ist, zu verstehen, wie die regionale Wasserverfügbarkeit durch Änderungen des Klimas oder der physiographischen Eigenschaften der Landoberfläche beeinflusst wird. Mittels einer integrierten Datenanalyse von vorhandenen langjährigen Archiven hydroklimatischer Zeitreihen werden die folgenden wissenschaftlichen Fragestellungen dieser Dissertation diskutiert: - Haben beobachtete Änderungen der Landoberfläche und des Klimas zu nachweisbaren, instationären hydroklimatischen Änderungen geführt? - Lassen sich die hydroklimatischen Auswirkungen von Klimaänderungen und Änderungen der Landoberfläche voneinander unterscheiden? - Welche Faktoren beeinflussen die Sensitivität von Abfluss und Verdunstung auf Veränderungen der klimatischen und physiographischen Randbedingungen? Hierbei fokussiert sich die Arbeit auf Änderungen im langjährige Mittel und im Jahresgang von hydroklimatischen Variablen auf der räumlichen Skala von Flusseinzugsgebieten. Zur Untersuchung des hydrologischen Regimes wurde ein harmonischer Filter angewandt, der es erlaubt, die Eintrittszeit des Jahresgangs (Phase) zu quantifizieren. Diese klimatologische Kenngröße wurde für eine Vielzahl von Einzugsgebieten in Sachsen untersucht, wobei sich vor allem für die Gebiete in den Kammlagen des Erzgebirges signifikante Veränderungen ergaben. Es konnte gezeigt werden, dass die signifikante Phasenverschiebung der Temperatur seit Ende der 1980er Jahre zu einer verfrühten Schneeschmelze und dadurch zu einem Rückgang des Abflusses bis in die Sommermonate hinein geführt hat. Desweiteren wurde eine modellbasierte Datenanalyse entwickelt, welche auf Massen- und Energieerhalt von Einzugsgebieten im langjährigen Mittel beruht. Das entwickelte Konzept erlaubt es, Auswirkungen von Klimaänderungen von anderen Effekten, welche z.B. durch Landnutzungsänderungen bedingt sind, abzugrenzen und zu quantifizieren. Die Ergebnisse einer Sensitivitätsanalyse dieses Konzeptes sowie die Anwendung auf einen umfangreichen hydroklimatischen Datensatz der USA zeigen: (i) Veränderungen im Wasser- oder Energiedargebot beeinflussen auch die Aufteilung der Wasser- und Energieflüsse. (ii) Die Aridität des Klimas und nachgeordnet die physiographischen Faktoren bestimmen die Sensitivität von Verdunstung und Abfluss. (iii) Beide Faktoren beeinflussen die Stärke und Richtung der Auswirkungen von physiographischen Änderungen. (iv) Anthropogene Veränderungen der Landoberfläche führten zum Teil zu stärkeren Auswirkungen als klimatisch bedingte Änderungen. Zusammenfassend zeigt sich, dass Änderungen von Landnutzung und Klima zu Verschiebungen im Wasserhaushalt führen können und damit auch die Annahme von Stationarität verletzen. Hydroklimatische Veränderungen bieten aber auch eine Gelegenheit zum Testen von Theorien und Modellen, um somit die grundlegenden Zusammenhänge zu erkennen, welche nicht durch Änderungen der Randbedingungen hinfällig werden.:Kurzfassung Abstract List of Manuscripts Symbols and abbreviations List of Symbols List of abbreviations 1 Introduction 1.1 Motivation and relevance 1.1.1 Scientific importance of evapotranspiration 1.1.2 Pressure of human driven changes 1.1.3 Practical importance of evapotranspiration 1.2 Scope 1.2.1 Focus on the catchment scale 1.2.2 Changes in the hydroclimatology of river catchments 1.2.3 Hydro-climate data analysis 1.3 Objectives and research questions 1.3.1 Shifting seasons in hydrology 1.3.2 Long-term annual average changes of evapotranspiration and streamflow 1.3.3 Methodological requirements 1.4 Structure of the thesis 2 Long term variability of the annual hydrological regime 2.1 Introduction 2.1.1 Motivation 2.1.2 Seasonal changes in hydrologic records 2.1.3 Regional climate in Saxony 2.1.4 Objective and structure 2.2 Methods 2.2.1 Annual periodic signal extraction 2.2.2 The runoff ratio and its annual phase 2.2.3 Descriptive circular statistics 2.2.4 Detection of nonstationarities, trends and change points 2.3 Data 2.4.1 Estimation and variability of the timing of the runoff ratio 2.4.2 Temporal variability of the timing 2.4.3 Does temperature explain trends in seasonality of runoff ratio? 2.4.4 Trend analysis in snow dominated basins 2.4.5 Uncertainty and significance of the results 2.5 Conclusions 2.A Preparation of basin input data 2.A.1 Precipitation 2.A.2 Temperature and snow depth data 3 Evaluation of water-energy balance frameworks 3.1 Introduction 3.2 Theory 3.2.1 Coupled water and energy balance 3.2.2 The ecohydrologic framework for change attribution 3.2.3 Applying the climate change hypothesis to predict changes in basin evapo transpiration and streamflow 3.2.4 Derivation of climatic sensitivity using the CCUW hypothesis 3.2.5 The Budyko hypothesis and derived sensitivities 3.3 Sensitivity analysis 3.3.1 Mapping of the Budyko functions into UW space 3.3.2 Mapping CCUW into Budyko space 3.3.3 Climatic sensitivity of basin evapotranspiration and streamflow 3.3.4 Climate-vegetation feedback effects 3.4 Application: three case studies 3.4.1 Mississippi River Basin (MRB) 3.4.2 Headwaters of the Yellow River Basin (HYRB) 3.4.3 Murray-Darling River Basin (MDB) 3.5 Conclusions 3.5.1 Potentials and limitations 3.5.2 Insights on the catchment parameter 3.5.3 Validation 3.5.4 Perspectives 3.A Derivation of the climate change direction 4 Climate sensitivity of streamflow over the continental United States 4.1 Introduction 4.1.1 Motivation 4.1.2 Hydro-climate of the continental US 4.1.3 Aims and research questions 4.2 Methods 4.2.1 Ecohydrological concept to separate impacts of climate and basin changes 4.2.2 Streamflow change prediction based on a coupled water-energy balance framework 4.2.3 Streamflow change prediction based on the Budyko hypothesis 4.2.4 Statistical classification of potential climate and basin change impacts 4.3 Data 4.4 Results and discussion 4.4.1 Hydro-climate conditions in the US 4.4.2 Climate sensitivity of streamflow 4.4.3 Assessment of observed and predicted changes in streamflow 4.4.4 Uncertainty discussion 4.5 Conclusions 4.A Mathematical derivations for the Mezentsev function 5 Summary and conclusions 5.1 Shifting seasons in hydrology 5.1.1 Major findings 5.1.2 Socio-economic and political relevance 5.1.3 Limitations and possible directions for further research 5.2 Long-term annual changes in ET and streamflow 5.2.1 Major findings 5.2.2 Socio-economic and political relevance 5.2.3 Limitations and further research 5.3 General conclusions and outlook 5.3.1 Regional and temporal limits and validity 5.3.2 Hydrological records carry signals of climate and land use change 5.3.3 Statistical significance of past changes 5.3.4 Improvements in assessing ET 5.3.5 Remote sensing 5.3.6 Learning from the past to predict the future? Bibliography Danksagung Erklärun