Opportunistic Spectrum Utilization by Cognitive Radio Networks: Challenges and Solutions

Cognitive Radio Network (CRN) is an emerging paradigm that makes use of Dynamic Spectrum Access (DSA) to communicate opportunistically, in the un-licensed Industrial, Scientific and Medical bands or frequency bands otherwise licensed to incumbent users such as TV broadcast. Interest in the development of CRNs is because of severe under-utilization of spectrum bands by the incumbent Primary Users (PUs) that have the license to use them coupled with an ever-increasing demand for unlicensed spectrum for a variety of new mobile and wireless applications. The essence of Cognitive Radio (CR) operation is the cooperative and opportunistic utilization of licensed spectrum bands by the Secondary Users (SUs) that collectively form the CRN without causing any interference to PUs\u27 communications. CRN operation is characterized by factors such as network-wide quiet periods for cooperative spectrum sensing, opportunistic/dynamic spectrum access and non-deterministic operation of PUs. These factors can have a devastating impact on the overall throughput and can significantly increase the control overheads. Therefore, to support the same level of QoS as traditional wireless access technologies, very closer interaction is required between layers of the protocol stack. Opportunistic spectrum utilization without causing interference to the PUs is only possible if the SUs periodically sense the spectrum for the presence of PUs\u27 signal. To minimize the effects of hardware capabilities, terrain features and PUs\u27 transmission ranges, DSA is undertaken in a collaborative manner where SUs periodically carry out spectrum sensing in their respective geographical locations. Collaborative spectrum sensing has numerous security loopholes and can be favorable to malicious nodes in the network that may exploit vulnerabilities associated with DSA such as launching a spectrum sensing data falsification (SSDF) attack. Some CRN standards such as the IEEE 802.22 wireless regional area network employ a two-stage quiet period mechanism based on a mandatory Fast Sensing and an optional Fine Sensing stage for DSA. This arrangement is meant to strike a balance between the conflicting goals of proper protection of incumbent PUs\u27 signals and optimum QoS for SUs so that only as much time is spent for spectrum sensing as needed. Malicious nodes in the CRN however, can take advantage of the two-stage spectrum sensing mechanism to launch smart denial of service (DoS) jamming attacks on CRNs during the fast sensing stage. Coexistence protocols enable collocated CRNs to contend for and share the available spectrum. However, most coexistence protocols do not take into consideration the fact that channels of the available spectrum can be heterogeneous in the sense that they can vary in their characteristics and quality such as SNR or bandwidth. Without any mechanism to enforce fairness in accessing varying quality channels, ensuring coexistence with minimal contention and efficient spectrum utilization for CRNs is likely to become a very difficult task. The cooperative and opportunistic nature of communication has many challenges associated with CRNs\u27 operation. In view of the challenges described above, this dissertation presents solutions including cross-layer approaches, reputation system, optimization and game theoretic approaches to handle (1) degradation in TCP\u27s throughput resulting from packet losses and disruptions in spectrum availability due non-deterministic use of spectrum by the PUs (2) presence of malicious SUs in the CRN that may launch various attacks on CRNs\u27 including SSDF and jamming and (3) sharing of heterogeneous spectrum resources among collocated CRNs without a centralized mechanism to enforce cooperation among otherwise non-cooperative CRN