This comment argues that the current treatment of financial intermediaries in the capital-raising process is unresponsive to the changing landscape of the small business community. Not only does the SEC inadequately define the permissible role of a finder, recent legislation in Texas and South Dakota foreshadows the ills of a dual regulatory society. Rather than waiting for states to address the finder\u27s dilemma on an ad hoc and inconsistent basis, the federal government should create an SEC-registered class of finders to facilitate capital formation and jumpstart a receding American economy. Part II examines the expanding role of financial intermediaries in small market financing and the SEC\u27s less than desirable definition of a find...
States, through the recent implementation of intrastate crowdfunding exemptions, have become signifi...
This Comment aims to show that since the creation of Reg. D private placements, Congress and the SEC...
In 2012, Congress passed the Jumpstart Our Business Startups Act, which created an exemption from se...
This comment argues that the current treatment of financial intermediaries in the capital-raising pr...
The angel finance market is of critical importance to the financing and creation of rapid-growth sta...
There has long been complaints that the heavy regulatory hand of Blue Sky Law administrators prevent...
The purpose of this Article is to argue that Congress, notwithstanding the significant problems illu...
Since Kansas enacted the first blue sky law in 1911, securities regulation has sought to protect inv...
Small businesses are an important part of our national economy, accounting for as much as 40% of our...
The low exit costs that characterize financial markets are significantly responsible for the strange...
How can small issuers find potential investors and stay within the confines of federal securities la...
In most areas of economic regulation, the movement toward greater state autonomy has been associated...
Regulation, particularly in banking, is often meant to protect the consumer. The Community Reinvest...
Despite years of criticism from small business advocates, the Securities and Exchange Commission has...
States, through the recent implementation of intrastate crowdfunding exemptions, have become major p...
States, through the recent implementation of intrastate crowdfunding exemptions, have become signifi...
This Comment aims to show that since the creation of Reg. D private placements, Congress and the SEC...
In 2012, Congress passed the Jumpstart Our Business Startups Act, which created an exemption from se...
This comment argues that the current treatment of financial intermediaries in the capital-raising pr...
The angel finance market is of critical importance to the financing and creation of rapid-growth sta...
There has long been complaints that the heavy regulatory hand of Blue Sky Law administrators prevent...
The purpose of this Article is to argue that Congress, notwithstanding the significant problems illu...
Since Kansas enacted the first blue sky law in 1911, securities regulation has sought to protect inv...
Small businesses are an important part of our national economy, accounting for as much as 40% of our...
The low exit costs that characterize financial markets are significantly responsible for the strange...
How can small issuers find potential investors and stay within the confines of federal securities la...
In most areas of economic regulation, the movement toward greater state autonomy has been associated...
Regulation, particularly in banking, is often meant to protect the consumer. The Community Reinvest...
Despite years of criticism from small business advocates, the Securities and Exchange Commission has...
States, through the recent implementation of intrastate crowdfunding exemptions, have become major p...
States, through the recent implementation of intrastate crowdfunding exemptions, have become signifi...
This Comment aims to show that since the creation of Reg. D private placements, Congress and the SEC...
In 2012, Congress passed the Jumpstart Our Business Startups Act, which created an exemption from se...
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