Add to ORKGWith virtually every other household in the United States invested in mutual funds, effective and efficient regulation of the mutual fund industry must be a top national priority. But the creation of a new private regulator - whether along the lines of SROs such as the NASD and NYSE or the recently created PCAOB - would be a step in the wrong direction. Instead, much more can be gained from strengthening the SEC\u27s longstanding role as the principal overseer of mutual funds and improving other aspects of the existing regulatory regime
The last few years have not been kind to the mutual fund industry. To be sure, financial indices hav...
This Symposium addresses recent changes in SEC regulation of mutual fund distribution and assess the...
The Canadian securities industry relies heavily on self-regulation, with two self-regulatory organiz...
When one focuses on investment company accountability, one ultimately can pursue an internal or an e...
The need for further mutual fund reform remains in two major areas. First, there is a need for great...
The mutual fund market timing and late trading scandals initiated by New York Attorney General Eliot...
This article undertakes a comparative analysis of the mechanisms used to regulate collective investm...
Congress is seriously considering bills to establish self-regulatory organizations (SROs) for invest...
A letter report issued by the Government Accountability Office with an abstract that begins "Over th...
A letter report issued by the Government Accountability Office with an abstract that begins "As the ...
This Article offers the first general examination of mutual fund capital structure regulation under ...
In recent years there has been considerable controversy involving the mutual fund industry. The Secu...
The concentration of public equity in the hands of just a few mutual-fund complexes has raised conce...
The proposals of this note, the thrust of statutory regulation, the trend of the case law and the di...
This Article argues that existing regulation of mutual funds has serious shortcomings. In particular...
The last few years have not been kind to the mutual fund industry. To be sure, financial indices hav...
This Symposium addresses recent changes in SEC regulation of mutual fund distribution and assess the...
The Canadian securities industry relies heavily on self-regulation, with two self-regulatory organiz...
When one focuses on investment company accountability, one ultimately can pursue an internal or an e...
The need for further mutual fund reform remains in two major areas. First, there is a need for great...
The mutual fund market timing and late trading scandals initiated by New York Attorney General Eliot...
This article undertakes a comparative analysis of the mechanisms used to regulate collective investm...
Congress is seriously considering bills to establish self-regulatory organizations (SROs) for invest...
A letter report issued by the Government Accountability Office with an abstract that begins "Over th...
A letter report issued by the Government Accountability Office with an abstract that begins "As the ...
This Article offers the first general examination of mutual fund capital structure regulation under ...
In recent years there has been considerable controversy involving the mutual fund industry. The Secu...
The concentration of public equity in the hands of just a few mutual-fund complexes has raised conce...
The proposals of this note, the thrust of statutory regulation, the trend of the case law and the di...
This Article argues that existing regulation of mutual funds has serious shortcomings. In particular...
The last few years have not been kind to the mutual fund industry. To be sure, financial indices hav...
This Symposium addresses recent changes in SEC regulation of mutual fund distribution and assess the...
The Canadian securities industry relies heavily on self-regulation, with two self-regulatory organiz...