Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding investment advisers and companies, The Regulation of Money Managers, Third Edition provides unsurpassed guidance for legal counsel in the field. Newly revised in a four-volume looseleaf format, The Regulation of Money Managers, Third Edition keeps you up-to-date with all significant new and proposed SEC rules, no-action letters, and interpretive releases, as well as important cases and relevant regulation from other agencies. The Third Edition adds three new chapters on compliance, exchange-traded funds, and the extraterritorial regulation of investment advisers and investment companies.https://scholarship.law.bu.edu/books/1014/thumbnail.jp
The financial system and its regulation have undergone exponential growth and dramatic reform over t...
International Trust Laws and Analysis, Company Laws, Wealth Management & Tax Planning Strategies pro...
The proposals of this note, the thrust of statutory regulation, the trend of the case law and the di...
Investment companies and investment advisory services have become a significant part of the financia...
The growth of mutual funds has been a truly global phenomenon and deserves a broad international ana...
The duty of prudence enunciated by the Supreme Judicial Court of Massachusetts in 1830 in Amory v. H...
This is the first comprehensive analysis of the regulation of money market funds in the EU and US at...
In the landmark decision of SEC v. Capital Gains Research Bureau, Inc., the United States Supreme Co...
Investment companies have become an important part of the financial system. This case book is design...
This Essay reviews three periods of investment company regulation by the Securities and Exchange Com...
In recent years there has been considerable controversy involving the mutual fund industry. The Secu...
Indispensable coverage of new federal regulatory reforms and federal financial issues. An essential ...
Investigates whether capital requirements are an appropriate form of investor protection and whether...
This book has been completely revised and updated, referencing Dodd-Frank and developments after Dod...
In-depth, practical and up-to-date, The Law and Regulation of Finance provides a comprehensive accou...
The financial system and its regulation have undergone exponential growth and dramatic reform over t...
International Trust Laws and Analysis, Company Laws, Wealth Management & Tax Planning Strategies pro...
The proposals of this note, the thrust of statutory regulation, the trend of the case law and the di...
Investment companies and investment advisory services have become a significant part of the financia...
The growth of mutual funds has been a truly global phenomenon and deserves a broad international ana...
The duty of prudence enunciated by the Supreme Judicial Court of Massachusetts in 1830 in Amory v. H...
This is the first comprehensive analysis of the regulation of money market funds in the EU and US at...
In the landmark decision of SEC v. Capital Gains Research Bureau, Inc., the United States Supreme Co...
Investment companies have become an important part of the financial system. This case book is design...
This Essay reviews three periods of investment company regulation by the Securities and Exchange Com...
In recent years there has been considerable controversy involving the mutual fund industry. The Secu...
Indispensable coverage of new federal regulatory reforms and federal financial issues. An essential ...
Investigates whether capital requirements are an appropriate form of investor protection and whether...
This book has been completely revised and updated, referencing Dodd-Frank and developments after Dod...
In-depth, practical and up-to-date, The Law and Regulation of Finance provides a comprehensive accou...
The financial system and its regulation have undergone exponential growth and dramatic reform over t...
International Trust Laws and Analysis, Company Laws, Wealth Management & Tax Planning Strategies pro...
The proposals of this note, the thrust of statutory regulation, the trend of the case law and the di...