Add to ORKGThis fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.https://ecollections.law.fiu.edu/faculty_books/1235/thumbnail.jp
Following the 2007-2009 financial crisis, governments around the world passed laws that marked the b...
A Review of UNDERSTANDING THE SECURITIES ACT AND THE S.E.C. By Edward T. McCormick
Underpinning a regulatory regime is a dichotomy between achieving certainty of outcome and achieving...
The system of securities regulation that prevails today in the United States is one that has been fo...
This text covers the key issues in both the basic course and seminars in a comprehensive and student...
The seventh edition of Understanding Securities Law provides comprehensive coverage of the federal s...
Law and the Financial System: Securitization and Asset Backed Securities provides students and pract...
Securities laws focus on individual responsibility, the requirement for adequate and accurate inform...
Securities Regulation: Liabilities and Remedies provides you with the guidance you need to protect y...
Securities law exists because of unique informational needs of investors. Securities are not inheren...
Providing key guidance on the process of securitisation, this comprehensive title explains in detail...
This is not your grandfather’s SEC anymore. Rapid technological change has resulted in novel regulat...
The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal se...
This Article explores key issues likely to arise under Regulation FD, including some that the Commis...
A Review of Securities Regulation: Cases and Materials (2d ed.) by Richard W. Jennings and Harold M...
Following the 2007-2009 financial crisis, governments around the world passed laws that marked the b...
A Review of UNDERSTANDING THE SECURITIES ACT AND THE S.E.C. By Edward T. McCormick
Underpinning a regulatory regime is a dichotomy between achieving certainty of outcome and achieving...
The system of securities regulation that prevails today in the United States is one that has been fo...
This text covers the key issues in both the basic course and seminars in a comprehensive and student...
The seventh edition of Understanding Securities Law provides comprehensive coverage of the federal s...
Law and the Financial System: Securitization and Asset Backed Securities provides students and pract...
Securities laws focus on individual responsibility, the requirement for adequate and accurate inform...
Securities Regulation: Liabilities and Remedies provides you with the guidance you need to protect y...
Securities law exists because of unique informational needs of investors. Securities are not inheren...
Providing key guidance on the process of securitisation, this comprehensive title explains in detail...
This is not your grandfather’s SEC anymore. Rapid technological change has resulted in novel regulat...
The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal se...
This Article explores key issues likely to arise under Regulation FD, including some that the Commis...
A Review of Securities Regulation: Cases and Materials (2d ed.) by Richard W. Jennings and Harold M...
Following the 2007-2009 financial crisis, governments around the world passed laws that marked the b...
A Review of UNDERSTANDING THE SECURITIES ACT AND THE S.E.C. By Edward T. McCormick
Underpinning a regulatory regime is a dichotomy between achieving certainty of outcome and achieving...