Add to ORKGExamines the operation of market abuse law under legislation including the Financial Services and Markets Act 2000 and European Parliament and Council Directive 2003/6 (the Market Abuse Directive). Reviews the potential offences, the range of investments to which the regime applies, the reporting requirements and key features of the Financial Services Authority (FSA) regulations, including what constitutes insider dealing. Details the approach of the FSA conduct of business rules to issues such as investment research and conflicts of interest, and their application in enforcement actions
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
Insider dealing or insider trading is the illegal buying or selling of securities on the basics of i...
This paper analyses the regulation of market abuse under the Financial Markets Act 19 of 2012 in ord...
This paper summarises the FSA's enforcement action taken to date under the market abuse regime and c...
On 1st December 2001, the Financial Services and Markets Act 2000 (‘FSMA’) came into force. One of i...
The purpose of this paper is to provide an analysis of the market abuse regulation to determine whet...
In the European Union combating insider violations and market manipulation is one of the key tasks i...
Market abuse practices have clearly harmed the integrity of financial markets and damaged investors’...
Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is...
Market abuse practices may directly or indirectly give rise to diverse problems such as inaccurate s...
The European Union regime for fighting market manipulation and insider trading – commonly referred t...
The European Union regime for fighting market manipulation and insider trading – commonly referred t...
The author looks at the final version of the Financial Services and Markets Bill published on 17 Jun...
For the capital market, which is the artery of the economy, to perform as the supporter of the real ...
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
Insider dealing or insider trading is the illegal buying or selling of securities on the basics of i...
This paper analyses the regulation of market abuse under the Financial Markets Act 19 of 2012 in ord...
This paper summarises the FSA's enforcement action taken to date under the market abuse regime and c...
On 1st December 2001, the Financial Services and Markets Act 2000 (‘FSMA’) came into force. One of i...
The purpose of this paper is to provide an analysis of the market abuse regulation to determine whet...
In the European Union combating insider violations and market manipulation is one of the key tasks i...
Market abuse practices have clearly harmed the integrity of financial markets and damaged investors’...
Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is...
Market abuse practices may directly or indirectly give rise to diverse problems such as inaccurate s...
The European Union regime for fighting market manipulation and insider trading – commonly referred t...
The European Union regime for fighting market manipulation and insider trading – commonly referred t...
The author looks at the final version of the Financial Services and Markets Bill published on 17 Jun...
For the capital market, which is the artery of the economy, to perform as the supporter of the real ...
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
In an early attempt to combat market abuse in the South African financial markets, legislation such ...
Insider dealing or insider trading is the illegal buying or selling of securities on the basics of i...