This article focuses on the mutual fund trading scandals that came to light in late 2003 and in particular on the remedy that should be available to injured mutual fund investors. First, I describe mutual fund structure and the trading process for mutual fund shares. Second, I show how late trading and market timing can extract value from a fund and harm the interests of non-trading fund investors. Third, I discuss the factors that gave rise to these abuses and regulatory changes that would prevent a recurrence. Finally, I address the issues raised by the numerous private stockholder actions prompted by abusive trading in mutual fund shares. In particular, I focus on the question whether such claims are direct or derivative. The primary inj...
A letter report issued by the Government Accountability Office with an abstract that begins "Recent ...
This Article analyzes the conduct of mutual funds in shareholder litigation. We begin by reviewing t...
This dissertation consists of two essays on mutual funds. In the first essay, I hypothesize that mut...
This article focuses on the mutual fund trading scandals that came to light in late 2003 and in part...
It has been the worst crisis in the eighty-year history of the mutual fund industry. Beginning with ...
Recently, a number of well known mutual funds advisors, including Strong, Putnam, and Bank of Americ...
ABSTRACT. In September 2003, several prominent mutual fund companies came under investigation for il...
The mutual fund industry has been rocked recently by disclosures of alleged personal trading abuses....
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
The term market timing was little known outside the arcane world of mutual funds until state attor...
The prevailing view among securities regulation scholars is that compensating victims of secondary m...
The 6.9 trillion dollar mutual fund industry has come under fire due to questionable practices condu...
This Article examines the implications of the drastic increase in the use of complex derivative inst...
One of the most dynamic and complex new investment vehicles on the market today is the exchange-trad...
Thesis by publication.Bibliography: pages 121-128.1. Introduction -- 2. Out of sight, out of mind : ...
A letter report issued by the Government Accountability Office with an abstract that begins "Recent ...
This Article analyzes the conduct of mutual funds in shareholder litigation. We begin by reviewing t...
This dissertation consists of two essays on mutual funds. In the first essay, I hypothesize that mut...
This article focuses on the mutual fund trading scandals that came to light in late 2003 and in part...
It has been the worst crisis in the eighty-year history of the mutual fund industry. Beginning with ...
Recently, a number of well known mutual funds advisors, including Strong, Putnam, and Bank of Americ...
ABSTRACT. In September 2003, several prominent mutual fund companies came under investigation for il...
The mutual fund industry has been rocked recently by disclosures of alleged personal trading abuses....
A letter report issued by the Government Accountability Office with an abstract that begins "The Sec...
The term market timing was little known outside the arcane world of mutual funds until state attor...
The prevailing view among securities regulation scholars is that compensating victims of secondary m...
The 6.9 trillion dollar mutual fund industry has come under fire due to questionable practices condu...
This Article examines the implications of the drastic increase in the use of complex derivative inst...
One of the most dynamic and complex new investment vehicles on the market today is the exchange-trad...
Thesis by publication.Bibliography: pages 121-128.1. Introduction -- 2. Out of sight, out of mind : ...
A letter report issued by the Government Accountability Office with an abstract that begins "Recent ...
This Article analyzes the conduct of mutual funds in shareholder litigation. We begin by reviewing t...
This dissertation consists of two essays on mutual funds. In the first essay, I hypothesize that mut...